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Statement to CMS on Use of Physician Query Forms--July 27, 200

Centers for Medicare and Medicaid Services
Town Hall Meeting
Statement of Mark D. Boesen, Pharm.D.,
Director of Government Affairs
July 27, 2001

It is my pleasure to speak on behalf of the American Health Quality Association (AHQA). We represent the national network of Medicare Peer Review Organizations and other institutions working on improving quality in health care. I am Mark Boesen, Director of Government Affairs at AHQA. Thank you for the opportunity to comment on the use of physician query forms.

AHQA has serious reservations about any guidance that would limit the use of properly designed query forms or their acceptance as a component of the medical record. The query form has long been considered a useful communication tool, but not a substitute for clear and accurate documentation. These forms have been an essential resource for our work required under provisions contained in Section 1866 of the Social Security Act. There is also evidence that proper procedures utilizing query forms improve the quality of original medical documentation. There will always be incidents requiring a coder to query a practitioner for clarification to ensure accurate coding. Query forms can be used to perform pattern analysis of documentation deficiencies. This analysis can then identify consistently poor or unclear documentation practices by practitioners. Physicians are able to learn from query forms, and as a result, improve their documentation skills.

AHQA shares the concern about poorly constructed query forms and the informality of the forms that currently exist in some settings. "Yellow sticky notes" requesting permission to bill under a certain code are clearly unacceptable communication strategies. We believe that each institution should establish a standardized process for queries and clearly define this process in the facility's policy and procedure manual. Examples of best practice policies include the following:

  • A coding query form should be approved as an official medical record form if the form is made a part of the medical record;

  • Query forms should only seek clarification of information that is already present in the record in order to assign the most specific code;

  • Questions should not be phrased in a way that leads the physician to provide the coder with a particular answer, not just "yes" or "no"; and

  • Under no circumstances should coders be permitted to add or alter medical information in the medical record.

Elements of a properly designed form should include the following:

  • Date of the query;

  • The specific question needing clarification;

  • Identification of the coder asking the question;

  • A response area, if applicable; and

  • Instructions for documentation of any correction or addendum in the body of the medical record.

This last point is critical; we believe the best place for an addendum or correction is in the progress notes or discharge summary. There should always be a process in place to verify that documentation instructions provided in the query form have been executed.

Disallowing the use of the query form or disallowing its acceptance in the medical record complicates the process of obtaining supplemental documentation from the physician, resulting in an increased burden on already short staffed health information departments, and delaying billing. Thank you for your time and attention to our comments.


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