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QIOs Expand Services to Address Quality of Care Complaints


Press Release

QIOs Expand Services to Address Quality of Care Complaints

October 10, 2003
For Immediate Release

Contact: Richard Deutsch
202-331-5790 Ext. 313

Washington, D.C.—Quality Improvement Organizations (QIOs) across the nation are offering a range of new services to more quickly and effectively resolve complaints by Medicare beneficiaries about poor quality of care. These include assigning case managers to track the status of cases under review, using beneficiary satisfaction surveys to drive continuous improvement of the complaint response process, and offering beneficiaries the option of mediation to resolve concerns about care.

Under contract to the Centers for Medicare and Medicaid Services (CMS) at HHS, QIOs are responsible for responding to written complaints by Medicare beneficiaries about unsatisfactory care. QIOs use a “peer review” process to respond, which involves assigning medical professionals to review cases confidentially with providers named in the complaint. The Office of the Inspector General at HHS issued a report in 2001 citing major flaws in the beneficiary complaint program and charging that the peer review process often failed to provide a meaningful response to complainants. The new QIO services being introduced are intended to make the process more customer-driven and effective.

“QIOs are pleased that CMS has taken these steps to improve the beneficiary complaint process,” said David Schulke, executive vice president of the American Health Quality Association, which represents QIOs nationwide. “The process should be patient-centered. QIOs are ready to quickly move in that direction.”

Beneficiaries who file complaints should find it easier to keep track of their cases because QIOs are now assigning case managers to serve as a single, constant point of contact for all activities related to each case. Following completion of reviews, QIOs are asking beneficiaries to formally evaluate the
services they received. These beneficiary satisfaction surveys are being used as guides to improving the complaint response process. Perhaps the most significant innovation, however, involves the use of mediation to resolve many complaints.

The Mediation Option
Investigation of the complaint process shows that approximately four out of five beneficiary complaints filed with QIOs have been found to be the result of misunderstandings, lack of communication, or the patient’s perception of treatment. Mediation offers beneficiaries, providers, and physicians the opportunity to discuss such misunderstandings and disagreements in a safe, confidential environment. Participation in mediation is voluntary and offered free of charge by QIOs to all parties.

Mediation is not designed to assign blame or to determine which party is right. Its goal is to foster communication leading to mutual understanding of perspectives and agreement not to further pursue the dispute. Nothing that is said in mediation can be used in legal proceedings. Studies have shown that mediation is particularly useful in heading off costly malpractice suits over disputes that could be resolved through discussion.

“QIOs will continue to investigate care that is clearly unacceptable and refer such cases to authorities who can take disciplinary action. That’s not going to change,” said Schulke. “Mediation is an added service that generally works more quickly than traditional case review. It promotes communication. Often that’s mainly what patients want—to feel accepted as a partner in the process, not just another patient to be treated.”

When a beneficiary files a complaint, QIO staff will review the case to see if care failed to meet professionally recognized standards. If so, the QIO will thoroughly review the case, then recommend and monitor a corrective action plan. If not, both the beneficiary and the provider will be offered mediation in a session facilitated by a professional, impartial mediator. If either party declines, the case can be subsequently referred to traditional case review.

The use of mediation to settle beneficiary complaints has been pilot tested by QIOs in six states, with most beneficiaries and providers expressing satisfaction with the process and the outcome. In many cases that went through mediation, beneficiaries received acceptable explanations for their physician’s treatment and assurances that steps will be taken to address the concerns identified in the complaint. QIOs are also prepared to use mediation agreements, when appropriate, to launch targeted quality improvement projects that address failure or breakdown of systems of care that resulted in the complaint.

More on Quality Improvement Organizations: www.ahqa.org


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