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IOM Report Calls for QIO Program Expansion

USA Today Editorial

Gingrich Calls QIO Assistance a ‘No-Brainer’ for Physician Practices

AHQA Releases Proposal to Reform Beneficiary Complaint Process

New Checklist Helps Home Health Care Providers Prepare For An Influenza Pandemic

Study Shows All Adults at Risk of Poor Quality Care, QI Efforts Focusing on Disparities May Miss the Mark

CCHIT: Paving the Way for a New Era in HIT

Grassley Inquires about AHA Efforts for Non-Profit Reform

Georgia Quality Expert Tapped to Head AHA Quality Center

Low Chicago Area Pneumonia Vaccination Rates

IOM Report Calls for QIO Program Expansion

In its recent report, “Medicare’s Quality Improvement Organization Program: Maximizing Potential,” the Institute of Medicine (IOM) called for strengthening the QIO program through a “sharper focus on technical assistance and more systematic and rigorous evaluations” and making QIO services “available to all providers, Medicare Advantage organizations, and prescription drug plans.” The QIO program “must become an integral part of strategies for future performance measurement and improvement in the health care system,” the nearly 300 page report said.

The report was released at a public briefing at IOM headquarters in Washington, DC. Three members of the “Committee on Redesigning Health Insurance Performance Measures, Payment, and Performance Improvement Programs,” presented the report’s findings. Stephen Shortell, PhD, Blue Cross of California Distinguished Professor of Health Policy and Management and Dean, School of Public Health, University of California Berkeley, led the discussion, accompanied by committee members Gail Wilensky, PhD, Senior Fellow, Project HOPE, and Robert Galvin, MD, Director, Global Health Care, General Electric Company.

The report on the QIO program is the second in a series designed to offer IOM recommendations to improve the American health care system. A previous report discussed ways to measure and report on health care providers’ performance, and a third report will examine payment incentives to improve the quality of health services.

The QIO report’s emphasis on technical assistance is by design said Galvin, “this is just one leg of a three-legged stool” that aims to improve health care quality. “The importance of providing technical assistance in the future will be so important in coming pay for performance efforts,” said Wilensky. “You can’t change payment without measures and you can’t expect providers to change without technical assistance,” she continued.

“This report is a strong endorsement of the value of the QIO program and its core work of quality improvement technical assistance,” said David Schulke, AHQA EVP. AHQA is in agreement with most of the IOM’s recommendations, including those calling for broader-based QIO governance, expansion of technical assistance, more competition, better management by CMS, more timely data processing, rigorous evaluation and scrutiny of the program, and increased funding for the core contract. The report also calls for CMS to ease conflict of interest restrictions to allow QIOs to “serve more providers and beneficiaries” by securing non-CMS funds.

In its recommendations, the IOM also called for narrowing the scope of the core QIO contracts by regionalizing or nationalizing responsibility for handling beneficiary complaints and appeals and other case review functions. The IOM suggested that a handful of organizations could be contracted to do this work nationwide and noted that QIOs should be able to bid on these contracts. When questioned by AHQA EVP David Schulke on this issue, IOM panel member Wilensky said that the committee felt there was a “fundamental conflict” between quality improvement and “regulatory” activities. Discussion leader Shortell offered further clarification that the IOM was not “suggesting a disconnect between review and quality improvement” because a method of integration should be developed.

Last week AHQA formally released and distributed to Congress and the media and stakeholder organizations a set of legislative proposals for comprehensive reform of the beneficiary complaint program that would address many of the IOM’s concerns about responsiveness and transparency for patients. Read AHQA’s recommendations at www.ahqa.org.

The IOM report also calls on QIOs to make their boards more diverse and accountable to the public. AHQA supports this recommendation, noting that 33 of the Association’s 40 Institutional Members (responsible for QIO work in 44 states) have already signed on to a new code of conduct developed late last year that sets high standards for board and executive compensation, diversity, travel expenses, and conflict of interest (read the new policy at www.ahqa.org).

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CMS Management
The IOM took the Centers for Medicare & Medicaid Services (CMS) to task for what it calls “absence of overall strategic priorities, a comprehensive evaluation plan, and program guidance” as well as an “excessive level of process management of the QIOs.” The report makes numerous recommendations to improve CMS management of the program for the upcoming 9th Scope of Work, including:
• Setting clear program goals and priorities
• Increased QIO competition
• Less process management of internal QIO operations
• Awarding of QIOSC contacts prior to the QIO contract cycle so tools and materials are available at the beginning of the contract
• Increased knowledge sharing activity
• Improved coordination and communications between the agency and QIOs
• Consistent performance periods

QIO Effectiveness
While recognizing that the quality of “health care received by Medicare beneficiaries has improved over time,” the IOM said it could not conclusively document the impact of “individual QIOs or the program as a whole.” The lack of evidence, the report said, does not mean that QIOs have no impact. Rather, it illustrates that difficulty in measuring effect is a distinct characteristic of quality improvement interventions in general -- whether undertaken by QIOs or other organizations.

The same issue was raised in previous reports on the QIO program, the IOM said. New recommendations encourage CMS to “develop four types of evaluation” to accurately assess the program. The panel called for evaluations of 1) the program as a whole, 2) individual QIO performance, 3) select interventions, and 4) periodically commissioned independent, external evaluations.

Schulke commented, “On the merits, this is a sound suggestion. In terms of equity, however, the QIO program is being held to a standard that government programs are seldom asked to meet. AHQA had previously submitted to IOM a number of studies documenting the effectiveness of QIO interventions. But there are only six well designed studies with a comparison group, and fewer still with anything like randomization of participants. IOM cited most of them, but apparently thought these covered too few states to stand for the national program. The answer to this is a simple, well thought out evaluation, constructed by experts in evaluation who are aware of the practical issues in imposing research design on clinical improvement work.”

CMS Response
Calling the IOM report a “central point in the national conversation” about improving the health care system, Barry Straube, MD, Acting CMS Chief Medical Officer and Director of OCSQ, said in a statement, “In short, the QIO program is doing important work and we are pleased that the IOM recognizes that QIOs are “a potentially valuable nationwide infrastructure dedicated to promoting quality health care.””

Read the IOM report at: http://www.iom.edu/CMS/3809/19805/33411.aspx

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USA Today Editorial

With a focus on the handling of beneficiary complaints, an editorial in today’s issue of USA Today strongly criticizes the QIO program, and questions whether taxpayer funds for the program are being wisely spent. Despite briefings by AHQA staff earlier this week, the editorial contains a number of inaccuracies about the program.

In a rebuttal, CMS Administrator Mark McClellan, MD, PhD, wrote in USA Today that the QIO program is “an important element” in the agency’s efforts to improve care. “But we agree that the program can be even better, and we have already taken steps to get more bang for the buck,” McClellan continues. The Administrator explains that many of the changes needed to revamp the program are not in the agency’s hands but require Congressional action.

AHQA immediately submitted a letter to the editor of USA Today this morning that corrects inaccuracies in the editorial. AHQA staff will also be working to make sure that policymakers are aware of misperceptions that may be created by the editorial.

Read the editorials: http://www.usatoday.com/news/opinion/front.htm

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Gingrich Calls QIO Assistance a ‘No-Brainer’ for Physician Practices

In testimony before the House Government Reform Subcommittee on the Federal Workforce and Agency Organization on Wednesday, Former Speaker of the House and founder of the Center for Healthcare Transformation Newt Gingrich discussed the value of QIO assistance to help physicians adopt HIT.

Gingrich said, “From readiness assessments and cost analyses to guidance on advanced functionality and workflow redesign, physicians can utilize their expertise and experience—at no charge. It is a “no-brainer” for physician practices across the country to tap into this valuable resource.”

The inclusion in Gingrich’s testimony is the result of AHQA’s efforts to reach out to Mr. Gingrich and his organization over the past several months to share the great work QIOs are doing in the field. “We are so pleased that Mr. Gingrich shared his support for the QIO HIT work with Congress today, as he has in other recent public forums. He is an exceptional leader in this field, and we are grateful for his efforts to raise awareness of the value of QIOs,” said Christine Bechtel, AHQA Director of Government Affairs.

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AHQA Releases Proposal to Reform Beneficiary Complaint Process

In response to long-standing concerns about the lack of transparency in the current Medicare beneficiary complaint process, AHQA recently released new recommendations to Congress that call for major reforms, including revising current Medicare law and regulations that prohibit beneficiaries from knowing the results of QIO investigations.

The proposal for a Medicare Quality Accountability Program (MQAP) was approved by the AHQA board in late February and is the second in a series of recent AHQA proposals to modernize the QIO program. (The first in the series, Standards for Organizational Integrity of AHQA Institutional Members, was released in late December and has been adopted by three-quarters of QIOs nationwide.) The new MQAP proposal would require:

  • Beneficiaries or their representatives to receive information from the QIO about the findings of their complaint and actions taken to prevent the problem from recurring. QIO findings would be inadmissible as evidence in malpractice suits.
  • QIOs to help good providers improve systems of care
  • QIOs to educate beneficiaries about their right to complain and train providers to welcome and resolve patient concerns.
  • QIOs to refer providers unwilling or unable to improve to the appropriate authorities.
  • QIOs to produce annual quality reports in each state, including aggregate data on complaints, provider performance on standardized quality measures, and names of providers that have been referred for enforcement action

“This approach strikes a proper balance,” said David Schulke, AHQA Executive Vice President. “Medicare must investigate consumer concerns and report confirmed findings whether the complaint involves an institution or a physician. Medicare also has an interest in seeing that confirmed problems are corrected swiftly and effectively, so QIO assistance and follow up monitoring is essential.”

AHQA proposes that the recommendations be written into the Social Security Act to replace the existing beneficiary complaint program paragraph at Section 1154(a)(14), while other provisions, such as EMTALA review and expedited appeals, would remain in place.

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New Checklist Helps Home Health Care Providers Prepare For An Influenza Pandemic

The Department of Health and Human Services (HHS) released a newly developed checklist to help home health providers assess their readiness to respond in the event of an influenza pandemic. HHS released the document at a recent Pandemic Planning Summit in South Carolina. Similar summits are being held in conjunction with state and local officials in every state over the next few months.

“Home health care providers will provide critical services during an influenza pandemic,” Secretary Mike Leavitt said. “Their ability to care for people at home and help reduce stresses on overburdened hospitals will be a key element in effectively dealing with a pandemic. Identifying strengths and weaknesses in their organizations now and building community contacts in advance will provide a strategic advantage if a pandemic influenza strikes.”

While the checklist was designed as a response to a pandemic influenza, it could be helpful in other types of emergencies. Suggestions include:

  • Creating a planning committee to specifically address pandemic influenza preparedness;
  • Identifying points of contact at local and state health departments, emergency management service providers, and other health care providers in the community;
  • Ensuring your plan complements local response plans;
  • Planning for an increase in patients who require home health care services during a pandemic;
  • Planning for an increased demand on supplies, such as masks, hand hygiene materials, food, medications and other necessities;
  • Developing a system for evaluating symptomatic personnel before they report for duty;
  • Identifying the minimum number and categories for nursing staff and other professional personnel necessary to sustain home care services for a given number of patients;
  • Developing a contingency staffing plan.

This effort is one of many the administration is undertaking as part of what it says is a coordinated government strategy to increase pandemic preparedness. A copy of the “Home Health Care Services Pandemic Influenza Planning Checklist,” along with other checklists and pandemic planning information is available at www.pandemicflu.gov.

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Study Shows All Adults at Risk of Poor Quality Care, QI Efforts Focusing on Disparities May Miss the Mark

In a New England Journal of Medicine article published March 15, investigators find that differences in the quality of care received by various socio-demographic subgroups pales in comparison to the large gap between recommended care and the care actually provided. Accordingly, the authors conclude, “Quality-improvement programs that focus solely on reducing disparities among socio-demographic subgroups may miss larger opportunities to improve care.”

The study, “Who Is at Greatest Risk for Receiving Poor-Quality Health Care?” shows adults receive only 54.9% of recommended care, putting everyone over age 18 – regardless of socio-demographic factors -- at risk for receiving poor quality health care. The authors used data from medical records and patient interviews from a random sample of adults living in 12 communities who visited a health care provider at least once in the previous two years. The data was compared to quality indicators for 30 chronic and acute conditions and disease prevention. Other findings include:

  • Women received a higher proportion of recommended care than men (56.6% vs. 52.3%).
  • Quality-of-care scores declined with age (57.5% 18 through 30 vs. 52.1% 65 years and up).
  • Annual family incomes over $50,000 increased quality-of-care scores by 3.5 percentage points over incomes of less than $15,000.
  • Overall quality-of-care was 3.5 percentage points higher for blacks than for whites and 3.4 percentage points higher for Hispanics than for whites.
  • Compared to those without health insurance, Medicare beneficiaries were more likely to receive good quality care by 3.2 percentage points.
  • Women had higher scores than men for preventive care (57.8% vs. 50.1%) and chronic care (57.9% vs. 54.5%) but lower scores for acute care (51.9% vs. 58.4%).
  • Adults under 31 were significantly more likely to receive preventive services than those 31 through 64 years of age (difference, 3.8 percentage points) or those 65 years of age or older (difference, 8.8 percentage points).
  • Participants 31 through 64 years of age received significantly better chronic care than those under 31 years of age (57.3% vs. 50.9%).
  • Blacks had higher scores for chronic care than did whites (61.3% vs. 55.4%).
  • Annual family incomes of at least $15,000 led to significantly higher scores for preventive care than those with lower incomes.
  • Women had higher scores than men for screening (56.7% vs. 42.9%) but lower scores for treatment (56.0% vs. 59.3%).
  • Younger and wealthier participants also had higher scores for screening, but younger participants had lower scores for follow-up than older participants.
  • Blacks had higher treatment scores than whites (64.0% vs. 56.3%) and Hispanics had higher screening scores than whites (55.9% vs. 51.6%).
  • The principal advantages for Medicare beneficiaries were in diagnosis and treatment.

This article is available for free at: http://content.nejm.org/cgi/content/full/354/11/1147

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CCHIT: Paving the Way for a New Era in HIT

Less than two years after a federal government report called for the certification of health information technology (HIT) products, the Certification Commission for Healthcare Information Technology (CCHITSM) is in the final stages of preparation to launch commercial certification. CCHIT implemented an ambulatory electronic health record (EHR) pilot test of six vendors in January and February of this year. Through March 31, the public is being given the chance to weigh in on the details of the proposed plan by visiting www.cchit.org. The first certified vendors are expected to be announced in late June.

The initiative began with the release of The Decade of Health Information Technology: Delivering Consumer-centric and Information-rich Health Care, a report issued in July 2004 by David J. Brailer, MD, PhD, the National Coordinator for Health Information Technology. The report listed twelve strategies for improving health care, including the certification of HIT products.

The certification challenge was undertaken by the American Health Information Management Association (AHIMA), the Health Information and Management Systems Society (HIMSS), and The National Alliance for Health Information Technology (Alliance), which jointly launched CCHIT as a voluntary, private-sector initiative to certify HIT products. In addition to support from these three associations, funding was provided by the American Academy of Family Physicians (AAFP), the American Academy of Pediatrics (AAP), the American College of Physicians (ACP), the California HealthCare Foundation (CHCF), Hospital Corporation of America, McKesson, Sutter Health, United Health Foundation, and WellPoint Health Networks, Inc.

In September 2005 CCHIT received a three-year, $7.5 million contract from the U.S. Department of Health and Human Services (HHS) to develop and evaluate certification criteria and an inspection process for EHRs in three areas: certification of ambulatory EHR products; developing, testing, and certification of EHR products for inpatient care settings; and certification of the infrastructure or network components through which EHRs operate.

CCHIT’s mission is to accelerate the adoption of HIT by creating an efficient, credible, sustainable mechanism for certification of EHRs, with the following goals:

  • Reduce the risk of HIT investment by providers
  • Ensure interoperability of HIT products with emerging health information infrastructures
  • Enhance the availability of HIT adoption incentives from public and private purchasers/payers
  • Protect the privacy of patients’ personal health information

CCHIT is governed by a 19-member Board of Commissioners of diverse stakeholders and is chaired by HHS Secretary Mark Leavitt, MD, PhD. Volunteer work groups, which are charged with developing the criteria and inspection process that will be used to certify products, include: ambulatory functionality, inpatient functionality, interoperability, security, and certification process. The work groups have already addressed specific concerns that arose during the pilot test period. The CCHIT will review the comments, finalize the products and announce the first certified vendors in late June.

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Grassley Inquires about AHA Efforts for Non-Profit Reform

Senator Charles Grassley (R-IA) Chairman of the Senate Finance Committee recently sent a letter the American Hospital Association president, Richard J. Davidson, discussing the association’s efforts to advise its non-profit membership on reforms in accordance with suggestions the Senator made in an October 24, 2005 speech to The Independent Sector.

While recognizing AHA’s recent efforts to propose non-profit hospital reforms that would address his concerns, the Senator suggests that the AHA “can and should take a more active and serious role in this discussion.” The Senator is seeking to understand if AHA properly advised its non-profit hospitals on HHS guidance or if select hospitals ignored such efforts. In addition, the letter requests information related to AHA’s governance structure and board member selection process.

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Georgia Quality Expert Tapped to Head AHA Quality Center

The American Hospital Association (AHA) named Georgia health care quality expert Stephen Mayfield to head the AHA Quality Center, a new resource that will be available to the hospital field this spring. Mayfield officially joined the AHA on March 1 as senior vice president, quality and performance improvement, and director, AHA Quality Center.

Last year, the AHA Board of Trustees approved the creation of the Quality Center as a resource designed to help hospitals accelerate their quality improvement processes to achieve better outcomes and improve organizational performance. In collaboration with leading quality improvement stakeholders, it will bring together knowledge, expertise, and demonstrated methods in quality and patient safety from across the hospital field.

Mayfield, who comes to AHA from Athens Regional Medical Center in Athens, Ga. has directed the quality and patient safety programs at several hospitals and health systems.

Low Chicago Area Pneumonia Vaccination Rates

In a recent articles in the Chicago Sun-Times, Dale Bratzler, DO, MPH, coordinator of Medicare’s National Pneumonia Project and Principle Clinical Coordinator at Oklahoma Foundation for Medical Care, the Oklahoma QIO, discusses the importance of pneumonia immunization and how publicly reported data on Hospital Compare has helped spur hospitals to immunize elderly and at-risk patients.

In addition to publishing basic facts about pneumonia, Sun-Times, analyzed three pneumonia measures on the Hospital Compare site and contacted Chicago-area hospitals with low scores. Most hospitals responded that the data on the federal website is dated and does not reflect current efforts. Many of the hospitals said that after implementing system changes such as standing orders, their rates have gone up. But some remain well below the national average. “We don’t expect any hospital to get to 100 percent on these measures,” Bratzler told the paper, “But if hospitals are below the national average, that’s harder to explain.”

Bratzler also told the paper that having to publicly report rates on Hospital Compare has prodded many hospitals to make changes. “Pressure to post higher percentages is bound to increase in the near future as Medicare and others move toward pay-for-performance, where a hospital’s reimbursement is linked to how well it follows various measures,” the article notes.

Read the article at: http://www.suntimes.com/output/news/cst-nws-pneum06.html

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